SEC v. CR Intrinsic Investors, LLC

Certification Requirement Regarding Pooled Investment Distributions

If you are a custodian, trustee or professional investing and claiming on behalf of more than one potentially eligible claimant in a pooled investment fund or entity, you will be required to certify that any distribution you receive will be allocated for the benefit of current or former investors and not for the benefit of management. A form of the required certification is attached below.

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